FINRA Webinars
Compliance Education Delivered Directly to Your Desktop
FINRA webinars are live, interactive, online programs delivered right to your desktop. These 60-minute streaming audio presentations, which may qualify for CLE credit, are ideal for compliance professionals who want to listen to and interact directly with industry experts. Webinars include panel discussions with FINRA staff and/or industry experts, and feature online resource materials that participants can access from their own computers. Audience members can choose to participate in the live, real-time versions of the programs or listen to the "on-demand" versions at a later date.
Webinars start at 1:30 p.m., Eastern Time, the third Wednesday of every month. Additional webinars are presented on an ad hoc basis to address other timely topics.
Webinar Subscription 
New for 2010: Receive a substantial discount when you subscribe to the 2010 webinar series for a year. For the cost of three individual webinars, subscribers gain access to each live installment of FINRA's 2010 monthly webinar series and any other live webinars during the year, as well as on-demand access after each webinar is presented. For more information and to subscribe, visit the Webinar Subscription page.
Upcoming Live Webinars
- FINRA 2010 Examination Priorities • March 3, 2010
- Implementing Compliance Practices for Social Media • March 17, 2010
- Regulatory Concerns Surrounding Sales of New Products • April 21, 2010
On-Demand Programs
- Branch Office Examinations and Inspections
- Compliance Considerations for Social Networking Sites
- Enterprisewide Anti-Money Laundering
FINRA's webinars are the sole property of FINRA and the information provided is for informational and educational purposes only. The content of the webinars does not constitute any FINRA rule or amendment or interpretation to such rules. Compliance with any recommended conduct presented does not mean that a firm or person has complied with the full extent of their obligations under FINRA rules, the rules of any other SRO, or securities laws. Use of this webinar does not create a safe harbor from regulatory responsibility. This webinar is provided "as is". FINRA and its affiliates are not responsible for any human or mechanical errors or omissions. Parties may not reproduce the webinars in any form, nor reference them in any publication, without the express written consent of FINRA.
Only FINRA's Annual Conference is open to the media. All other FINRA conferences, webinars, and other programs are closed to the media.
