As a complement to our regulatory functions, FINRA offers securities professionals some of the industry's most valuable training and education.

Conferences & Events

Annual Conference | Advertising Regulation Conference | Fixed Income Conference | Phone-In Workshops | CCOutreach Broker-Dealer Program | District Preventive Compliance Events   

Classroom Learning

Classroom Programs | FINRA Compliance Boot Camps

Online Learning

E-Learning Courses | Webinars | Podcasts | Webcasts

University Programs

FINRA Institute at Wharton | FINRA & University of Reading, UK

Upcoming Events

Conferences

• Annual Conference
  May 26-28 • Washington, DC

Webinars

• Compliance Considerations for Social Networking Sites • Dec. 16
• Enterprisewide Anti-Money Laundering • Jan. 10
• Branch Office Examinations and Inspections • Feb. 17

Compliance Boot Camp

• Practical Applications
  Dec. 3-4 • Washington, DC

Classroom Learning

• Compliance Essentials: Weeklong Program
  Nov. 30 - Dec. 4 • Hollywood, FL

E-Learning

• AML—Institutional: Customer Identification Procedures
• AML—Operations: Customer Identification Procedures
• AML—Retail: Customer Identification Procedures 

Related

• 2009 Education & Training Catalog
  (PDF 262 KB)
• Continuing Education
• CE Planning Information Notice
• Education & Training Calendar

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