FINRA Leadership

Mary L. Schapiro
Chief Executive Officer

Richard G. Ketchum
Non-Executive Chairman

Marcia E. Asquith
Senior Vice President and Corporate Secretary

Stephen Luparello
Senior Executive Vice President, Regulatory Operations

Grant Callery
Executive Vice President and General Counsel

Marc Menchel
Executive Vice President and General Counsel for Regulation

Todd Diganci
Executive Vice President and Chief Financial Officer

Susan L. Merrill
Executive Vice President, Chief of Enforcement

James P. Donovan
Senior Executive Vice President for Technology and Strategy

Howard Schloss
Executive Vice President, Corporate Communications and Government Relations

Robert C. Errico
Executive Vice President, Member Regulation

Grace B. Vogel
Executive Vice President, Member Regulation

Linda D. Fienberg
President, Dispute Resolution and
Executive Vice President and Chief Hearing Officer